Chapter 6
Solutions for Plastic Solids
Plasticity problems are much more
difficult to solve than linear elastic problems. In general, a numerical method must be used,
as discussed in Chapters 7 and 8. Nevertheless, exact solutions can be found
for some solids with simple shapes, and special tricks are available to find
approximate solutions for plastically deforming solids. In this chapter we derive solutions for
spherically and axially symmetric solids subjected to internal pressure, which
illustrate the general behavior of elastic-plastic solids subjected to loading,
including the elastic limit, plastic collapse, and shakedown in solids
subjected to cyclic loading. We then
discuss bounding theorems, which
provide a quick way to estimate collapse loads and shakedown limits for plastic
solids and structures.
6.1 Axially and
spherically symmetric solutions to quasi-static elastic-plastic problems
In this section, we derive exact
solutions to simple boundary value problems involving elastic-perfectly plastic
solids. The solutions are of interest
primarily because they illustrate important general features of solids that are
loaded beyond yield. In particular, they
illustrate the concepts of
1. The elastic limit this is the load required to initiate plastic
flow in the solid.
2. The plastic collapse load at this load the displacements in the solid
become infinite.
3. Residual stress - if a solid is
loaded beyond the elastic limit and then unloaded, a system of
self-equilibrated stress is established in the material.
4. Shakedown - if an elastic-plastic
solid is subjected to cyclic loading,
and the maximum load during the cycle exceeds yield, then some plastic
deformation must occur in the material during the first load cycle. However, residual stresses are introduced in
the solid, which may prevent plastic flow during subsequent cycles of
load. This process is known as
`shakedown’ and the maximum load for which it can occur is known as the
`shakedown limit.’ The shakedown limit
is often substantially higher than the elastic limit, so the concept of
shakedown can often be used to reduce the weight of a design.
5. Cyclic plasticity - for cyclic loads
exceeding the shakedown limit, a region in the solid will be repeatedly
plastically deformed.
6.1.1 Summary of governing equations
A representative problem is sketched below

We are given the
following information
1. The geometry of the solid
2. The constitutive law for the material
(i.e. the elastic-plastic stress-strain equations)
3. The body force density (per unit mass) (if any)
4. The temperature distribution (if any)
5. Prescribed boundary tractions and/or boundary displacements
In addition, to simplify the problem, we make the following
assumptions
1. All displacements are small. This means that we
can use the infinitesimal strain tensor to characterize deformation; we do not
need to distinguish between stress measures, and we do not need to distinguish
between deformed and undeformed configurations of the solid when writing
equilibrium equations and boundary conditions.
2. The material is an isotropic,
elastic-perfectly plastic solid, with Young’s modulus E , Poisson’s ratio , yield stress Y and mass density
3. We will neglect temperature changes.
With these assumptions, we need to solve for the displacement
field , the strain field and the stress field satisfying the following equations:
· Displacement-strain relation
· Incremental stress-strain relation
where
·
Equilibrium Equation
(static problems only you need the acceleration terms for dynamic
problems)
·
Traction boundary
conditions on parts of the boundary where tractions are
known.
·
Displacement
boundary conditions on parts of the
boundary where displacements are known.
6.1.2 Simplified equations for spherically symmetric
problems
A representative
spherically symmetric problem is illustrated in the figure. We consider a
hollow, spherical solid, which is subjected to spherically symmetric loading
(i.e. internal body forces, as well as tractions or displacements applied to
the surface, are independent of and , and act in the
radial direction only). If the
temperature of the sphere is non-uniform, it must also be spherically symmetric
(a function of r only).
The solution is most
conveniently expressed using a spherical-polar coordinate system, illustrated
in Figure 6.2. The general procedure for
solving problems with spherical and cylindrical coordinates is complicated, and
is discussed in detail in Chapter 10 in the context of modeling deformation in
shells. In this section, we summarize
the special form of these equations for spherically symmetric problems.
As usual, a point in the solid is identified
by its spherical-polar co-ordinates . All vectors and
tensors are expressed as components in the Cartesian basis shown in the figure. For a spherically symmetric problem we have
that
· Position Vector
· Displacement vector
· Body force vector
Here, and are scalar functions. The stress and strain
tensors (written as components in ) have the form
and furthermore must satisfy . The tensor components have exactly
the same physical interpretation as they did when we used a fixed basis, except that the subscripts (1,2,3) have
been replaced by .
For spherical symmetry, the governing
equations reduce to
· Strain Displacement Relations
· StressStrain relations
In elastic region(s)
In plastic region(s)
Yield criterion:
Strain partition:
Elastic strain:
Flow rule:
· Equilibrium Equations
· Boundary Conditions
Prescribed Displacements
Prescribed Tractions
The equilibrium and
strain-displacement equations can be derived following the procedure outlined
in Section 4.1.2. The stress-strain
relations are derived by substituting the strain components into the general
constitutive equation and simplifying the result.
Unlike the elastic
solution discussed in Sect 4.1, there is no clean, direct and general method
for integrating these equations.
Instead, solutions must be found using a combination of physical
intuition and some algebraic tricks, as illustrated in the sections below.
6.1.3 Elastic-perfectly plastic hollow sphere subjected
to monotonically increasing internal pressure
A pressurized
spherical thick-walled sphere is illustrated in the figure. Assume that
· The sphere is stress
free before it is loaded
· No body forces act
on the sphere
· The sphere has
uniform temperature
· The inner surface r=a is subjected to (monotonically
increasing) pressure
· The outer surface r=b is traction free
· Strains are
infinitesimal
Solution:
(i)
Preliminaries:
· The sphere first
reaches yield (at r=a) at an internal
pressure
· For pressures in the
range the region between and deforms plastically; while the region between remains elastic, where c satisfies the equation
· At a pressure the entire cylinder is plastic. At this point the sphere collapses the displacements become infinitely large.
(ii)
Solution in the plastic region
(iii)
Solution in the elastic region
These results are plotted below.
Displacements are shown for .

Derivation: By substituting the stresses for the elastic
solution given in 4.1.4 into the Von-Mises yield criterion, we see that a
pressurized elastic sphere first reaches yield at r=a. If the pressure is increased beyond yield we anticipate that a
region will deform plastically, while a region remains elastic. We must find separate
solutions in the plastic and elastic regions.
In the plastic region
1. We anticipate that . The yield
criterion then gives
2. Substituting this
result into the equilibrium equation given in Sect 4.2.2 shows that
3. Integrating, and using the boundary
condition together with the yield condition 1. gives
4. Since the pressure
is monotonically increasing, the incremental stress-strain relations for the
elastic-plastic region given in 4.2.2 can be integrated. The elastic strains
follow as
5. The plastic strains
satisfy . Consequently, using the strain partition
formula, the results of (iv), and the strain-displacement relation shows that
6. Integrating gives
where C is a constant of integration
7. The constant of
integration can be found by noting that the radial displacements in the elastic
and plastic regions must be equal at r=c. Using the expression for the elastic
displacement field below and solving for C gives
This result can be
simplified by noting that from the expression for the location of the
elastic-plastic boundary given below.
In the elastic region
The
solution can be found directly from the solution to the internally pressurized
elastic sphere given in Sect 4.1.4. From
step (iii) in the solution for the plastic region we see that the radial
pressure at r=c is . We can simplify
the solution by noting from the expression for the location of the
elastic-plastic boundary. Substituting
into the expressions for stress and displacement shows that
Location of the elastic-plastic boundary
Finally,
the elastic-platsic boundary is located by the condition that the stress in the
elastic region must just reach yield at r=c
(so there is a smooth transition into the plastic region). The yield condition is , so substituting
the expressions for stress in the elastic region and simplifying yields
If , Y, a and b are specified this equation can be solved (numerically) for c.
For graphing purposes it is preferable to choose c and then calculate the corresponding value of
6.1.4 Elastic-perfectly plastic hollow sphere subjected
to cyclic internal pressure
The figure illustrates
a thick-walled internally pressurized sphere. Assume that
· The sphere is stress
free before it is loaded
· No body forces act
on the sphere
· The sphere has
uniform temperature
· The outer surface r=b is traction free
Suppose that the
inner surface of the sphere r=a is repeatedly
subjected to pressure and then unloaded to zero pressure.
Solution:
(i)
Preliminaries:
· If the maximum pressure applied to the sphere does not exceed the
elastic limit (i.e. ) the solid remains elastic throughout the loading
cycle. In this case, the sphere is
stress free after unloading, and remains elastic throughout all subsequent load
cycles.
· For pressures in the range the region between and deforms plastically during the first
application of pressure; while the region between remains elastic, where c satisfies the equation . In this case, the solid is permanently
deformed. After unloading, its internal
and external radii are slightly increased, and the sphere is in a state of residual stress.
· If the maximum internal pressure satisfies , the cylinder
deforms plastically during the first application of pressure. It then deforms elastically (no yield) while
the pressure is removed. During
subsequent pressure cycles between zero and the maximum pressure, the cylinder
deforms elastically. Residual stresses
introduced during the first loading cycle are protective, and prevent further
plasticity. This behavior is known as ‘shakedown’
and the maximum load for which it can occur ( ) is known as the ‘shakedown limit’
· If the maximum internal pressure reaches the shakedown
limit , the residual
stress just reaches yield at r=a when
the pressure is reduced to zero after the first loading cycle.
· For internal pressures , a plastic zone
forms between as the pressure is reduced to zero, where d satisfies the equation . During subsequent cycles of loading, the
region is repeatedly plastically deformed, stretching
in the hoop direction during increasing pressure, and compressing as the
pressure is reduced to zero. The region
between deforms plastically during the first cycle of
pressure, but remains elastic for all subsequent cycles. This is a ‘shakedown
region.’ The remainder of the sphere experiences elastic cycles of
strain.
In the preceding discussion, we have assumed
that the cylinder is thick enough to support an arbitrarily large
pressure. The internal pressure cannot
exceed the collapse load , so some regimes
are inaccessible for thinner walled spheres.
The stress fields at maximum and minimum
load for these various ranges of applied load are listed below. The displacements can be computed, but the
formulas are too long to record here.

The residual stress
distributions (after unloading to zero pressure) are shown above for a sphere
with b/a=3. The solution for c/a=1.25 is below the shakedown limit;
the other two solutions are for pressures exceeding the shakedown limit. The region of cyclic plasticity can be seen
from the discontinuity in the hoop stress curves. Note that the residual
stresses are predominantly compressive for this reason, bolt holes, pressure vessels
and gun barrels are often purposely pressurized above the elastic limit so as
to introduce a compressive stress near the loaded surface. This protects the component against fatigue,
since fatigue cracks do not propagate under compressive loading.
(ii) Solution
for pressures below the elastic limit
The displacement,
strain and stress field at maximum load are given by the elastic solution in
Section 4.1.4
(iii) Solution
for pressures between the elastic and shakedown limits
· At maximum pressure,
the displacement and stress fields are given by the elastic-plastic solution in
Section 6.1.3.
· At zero pressure, the solution is
Solution for
Solution for
(iv) Solution
for pressures exceeding the shakedown limit
· At maximum pressure,
the displacement, strain and stress fields are given in Section 6.1.3.
· At zero pressure,
the solution is
Solution for cyclic plastic region
Solution for shakedown region
(iii) Solution for the elastic region
Derivation
of stress after unloading in the cyclic
plastic region
1. We anticipate that . The yield
criterion then gives
2. Substituting this
result into the equilibrium equation shows that
3. Integrating, and using the boundary
condition together with the yield condition in step (i)
gives
Derivation
of stress after unloading in the shakedown regime
1. In this region, the
stress at maximum load are given by the expressions for in 6.1.3, i.e.
The
solid then unloads elastically while the pressure is removed.
2. The change in stress during unloading can be
calculated quickly by regarding the region as a spherical shell with internal radius d and external radius b, subjected to radial pressure at r=d.
At maximum load, the pressure at r=d
is ; after unloading
the pressure follows from the solution for the cyclic plastic region as . The change in pressure at r=d during unloading is thus .
3. The change in
pressure during unloading can also be expressed as using the governing equation for d shown below.
4. We then can simply
add the (elastic) stress and displacement induced by this pressure change to
the displacement and stress at maximum load, to obtain the solution given
above.
Boundary
of the cyclic plastic zone
The
boundary of the cyclic plastic zone is determined by the condition that the
stress in the shakedown regime must just reach yield at r=d when the pressure reaches zero.
This gives
Derivation
of solution in the elastic region
The
solution in this region is derived in the same way as the solution for the
shakedown region, except that the displacement and stress at maximum load are
given by solutions for
6.1.5 Simplified equations for plane strain axially
symmetric elastic-perfectly plastic solids
An axially symmetric
solid is illustrated in the figure. The solid is a circular cylinder, which is
subjected to axially symmetric loading (i.e. internal body forces, as well as
tractions or displacements applied to the surface, are independent of and , and act in the
radial direction only). Temperature
changes will be neglected, to simplify calculations. However, the solid can spin with steady
angular velocity about the axis.
We will assume that
the cylinder is completely prevented from stretching in the direction, so that a state of plane strain exists in the solid.
The solution is most
conveniently expressed using a cylindrical-polar coordinate system, illustrated
in Figure 6.7. A point in the solid is
identified by its cylindrical-polar co-ordinates . All vectors and
tensors are expressed as components in the basis shown in the figure. For an axially symmetric problem
· Position Vector
· Displacement vector
· Body force vector
· Acceleration vector
Here, and are scalar functions. The stress and strain
tensors (written as components in ) have the form
For axial symmetry, the governing
equations reduce to
· Strain Displacement Relations
· StressStrain relations (plane strain and generalized plane strain)
In elastic region(s)
In plastic region(s)
Yield criterion:
Strain partition:
Elastic strain:
Flow rule:
· Equation of motion
· Boundary Conditions
Prescribed Displacements
Prescribed Tractions
The equilibrium and
strain-displacement equations can be derived following the procedure outlined
in Section 4.1.7. The stress-strain
relations are derived by substituting the strain components into the general
constitutive equation and simplifying the result.
Unlike the elastic
solution in Sect 4.1, there is no clean, direct and general method for
integrating these equations. Instead,
solutions must be found using a combination of physical intuition and some
algebraic tricks, as illustrated in the sections below.
6.1.6 Long (plane
strain) cylinder subjected to internal pressure.
We consider a long hollow cylinder
with internal radius a and external
radius b as shown in the figure. Assume that
· No body forces act
on the cylinder
· The cylinder has
zero angular velocity
· The sphere has
uniform temperature
· The inner surface r=a is subjected to pressure
· The outer surface r=b is free of pressure
· The cylinder does not stretch parallel to its axis
The solution given below is
approximate, because it assumes that both elastic and plastic axial strains
vanish separately (when in fact only the sum of elastic and plastic strains
should be zero).
Solution:
(i)
Preliminaries:
· The cylinder first
reaches yield (at r=a) at an internal
pressure
· For pressures in the range the region between and deforms plastically; while the region between remains elastic, where c satisfies the equation
· At a pressure the entire cylinder is plastic. At this point the sphere collapses the displacements become infinitely large.
(ii)
Solution in the plastic region
(iii)
Solution in the elastic region
The stress and displacement fields
are plotted below for various positions of the elastic-plastic boundary. The results are for b/a=3, and the displacement is shown for a solid with

Derivation: By substituting the stresses for the elastic
solution given in 4.1.9 into the Von-Mises yield criterion, we see that a
pressurized elastic cylinder first reaches yield at r=a. If the pressure is increased beyond yield, a region will deform plastically, while a region remains elastic. We must find separate
solutions in the plastic and elastic regions.
In the plastic region
1. To simplify the calculation we assume that . This turns out to be exact for , but is approximate
for other values of Poisson ratio. The
plastic flow rule shows that
in which
case requires that
2. We anticipate that . Substituting the
result of (i) into the yield criterion then gives .
3. Substituting this
result into the equilibrium equation shows that
4. Integrating, and using the boundary
condition together with the yield condition (i) gives
5. The elastic strains
follow as
6. With assumption1., the flow rule shows that
plastic strains satisfy . Consequently, using the strain partition
formula and the strain-displacement relation shows that
7. Integrating gives
where C is a constant of integration
8. The constant of
integration can be found by noting that the radial displacements in the elastic
and plastic regions must be equal at r=c. Using the expression for the elastic
displacement field below and solving for C gives
This result can be
simplified by noting that from the expression for the location of the
elastic-plastic boundary given below.
In the elastic region
The
solution can be found directly from the solution to the internally pressurized elastic
cylinder given in Sect 4.1.9. From step
(iv) in the solution for the plastic region we see that the radial pressure at r=c is . We can simplify
the solution by noting from the expression for the location of the
elastic-plastic boundary. Substituting
into the expressions for stress and displacement in 4.1.9 shows that
Location of the elastic-plastic boundary
Finally,
the elastic-plastic boundary is located by the condition that the stress in the
elastic region must just reach yield at r=c
(so there is a smooth transition into the plastic region). The yield condition is , so substituting the
expressions for stress in the elastic region and simplifying yields
If , Y, a and b are specified this equation can be solved (numerically) for c.
For graphing purposes it is preferable to choose c and then calculate the corresponding value of